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Securities And Exchange Commission Essays and Research Papers

Instructions for Securities And Exchange Commission College Essay Examples

Title: Securities and exchange commission

Total Pages: 4 Words: 1318 Works Cited: 4 Citation Style: MLA Document Type: Essay

Essay Instructions: The paper should cover the following topics about the Securities and Exchange Commission (SEC):
-The purpose of the Agency (i.e., what does it regulate/oversee?)
-What type and scope of involvement did the Agency have in the current financial crisis?
-Your assessment of what the Agency did/did not accomplish in the financial crisis?
-Your recommendation(s) for the Agency - any changes and why?

Also, you can use tables, Graphs, etc. which doesn't count of the 4 pages of writing.

Excerpt From Essay:

Title: JP Morgan\'s Enormous Loss

Total Pages: 3 Words: 1149 Bibliography: 3 Citation Style: MLA Document Type: Research Paper

Essay Instructions: In the summer of 2012, JPMorgan Chase, the biggest U.S. bank, announced trading losses from investment decisions made by its Chief Investment Office (CIO) of $5.8 billion. The Securities and Exchange Commission (SEC) was provided falsified first quarter reports that concealed this massive loss.
Use the Internet or Strayer databases to research a different bank of your choosing.
Write a three to four (3-4) page paper in which you:
1. Discuss how administrative agencies like the Securities and Exchange Commission (SEC) or the Commodities Futures Trading Commission (CFTC) take action in order to be effective in preventing high-risk gambles in securities / banking, a foundation of the economy.
2. Determine the elements of a valid contract, and discuss how consumers and banks each have a duty of good faith and fair dealing in the banking relationship.
3. Compare and contrast the differences between intentional and negligent tort actions.
4. Discuss the tort action of “Interference with Contractual Relations and Participating in a Breach of Fiduciary duty” and, if the bank you’ve chosen were to behave as JP Morgan did, would you be able to prevail in such a tort action.
5. With the advent of mobile banking, discuss how banks have protected the software that allows for online transaction to occur through automation.
6. Use at least three (3) quality references. Note: Wikipedia and other Websites do not quality as academic resources.
Your assignment must follow these formatting requirements:
? Be typed, double spaced, using Times New Roman font (size 12), with one-inch margins on all sides; citations and references must follow APA or school-specific format. Check with your professor for any additional instructions.
? Include a cover page containing the title of the assignment, the student’s name, the professor’s name, the course title, and the date. The cover page and the reference page are not included in the required assignment page length.
The specific course learning outcomes associated with this assignment are:
? Describe the legal environment of business, the sources of American law, and the basis of authority for government to regulate business.
? Describe the elements of a contract and explain the basic provisions of contract law relative to offer, acceptance, capacity, legality, fraud, third-party rights, performance, and breach of contract.
? Explain the components of the Uniform Commercial Code (UCC) relative to sales and lease contracts and the basic provisions of the UCC addressing sales / lease contracts, title, risk, insurable interests, and the performance and breach of contracts.
? Use technology and information resources to research issues in business law.
? Write clearly and concisely about business law using proper writing mechanics.

Excerpt From Essay:

Title: Briefings Papers

Total Pages: 4 Words: 1546 Sources: 4 Citation Style: APA Document Type: Essay

Essay Instructions: Research Paper

Read the call-of-the-question carefully, and follow the instructions for each subject. Prepare four briefing papers using the APA format for research papers, and upload them as one document for your response.

Briefing Paper 1: Critical Legal Thinking

Instructions:

? Read United States v. Bhagat in your Cheeseman textbook on page 365.
? Respond to the three Case Questions found in the Cheeseman textbook on page 365.
? Assume your readers know the facts of the case as articulated in the Critical Legal Thinking, Ethics, and Contemporary Business questions. Argue both sides of all issues.


Briefing Paper 2: Law Case with Answers

Instructions:

? Read Securities and Exchange Commission v. Texas Gulf Sulphur Company in your Cheeseman textbook pages 369-370.
? Assume your readers know the facts of the case and are only seeking your opinions on why Coates?s purchase of the stock was made after the required public announcement.
? Provide convincing arguments for both sides of your recommendations.

Briefing Paper 3: Critical Legal Thinking Cases

Instructions:


? Read the following sections in your textbook:
o Sections 26.1 Act of State Doctrine (p. 549),
o 16.8 Shareholder Resolution (pp. 350-351),
o North American Free Trade Agreement (NAFTA) (pp. 538-539), and
o World Trade Organization (WTO) (p. 542).
? Check the decisions of the highest appellate courts, if a case is cited, for each fact pattern. For NAFTA and WTO reading, no cases are required.
? Assume your readers know the facts of each scenario and are seeking your opinions on whether or not each of the four subjects affect business in the United States. If so, provide the worst and best case scenarios.


Briefing Paper 4: Ethics Case

Instructions:

? Read Section 17.9 Ethics in your Cheeseman textbook on pages 372-373.
? Assume your readers know the facts of the case and are only seeking your opinions on the three questions found at the end of Section 17.9. Argue both sides of all issues.

Excerpt From Essay:

Title: JPMorgan Chase

Total Pages: 5 Words: 1566 References: 5 Citation Style: MLA Document Type: Research Paper

Essay Instructions: Assignment: JPMorgan Chase

In the summer of 2012, JPMorgan Chase, the biggest U.S. bank, announced trading losses from investment decisions made by its Chief Investment Office (CIO) of $5.8 billion. The Securities and Exchange Commission (SEC) was provided falsified first quarter reports that concealed this massive loss.
Write a five to six (5-6) page paper in which you:
1. Discuss how administrative agencies like the Securities and Exchange Commission (SEC) or the Commodities Futures Trading Commission (CFTC) take action in order to be effective in preventing high-risk gambles in securities / banking, a foundation of the economy.
2. Determine the elements of a valid contract, and discuss how consumers and banks each have a duty of good faith and fair dealing in the banking relationship.
3. Compare and contrast the differences between intentional and negligent tort actions
4. Discuss the tort action of ?Interference with Contractual Relations and Participating in a Breach of Fiduciary duty? and, if the bank you?ve chosen were to behave as JP Morgan did, would you be able to prevail in such a tort action.
5. With the advent of mobile banking, discuss how banks have protected the software that allows for online transaction to occur through automation.
6. Use at least three (3) quality references. Note: Wikipedia and other Websites do not quality as academic resources.
Your assignment must follow these formatting requirements:
? Be typed, double spaced, using Times New Roman font (size 12), with one-inch margins on all sides; citations and references must follow APA or school-specific format. Check with your professor for any additional instructions.
? Include a cover page containing the title of the assignment, the student?s name, the professor?s name, the course title, and the date. The cover page and the reference page are not included in the required assignment page length.
The specific course learning outcomes associated with this assignment are:
? Describe the legal environment of business, the sources of American law, and the basis of authority for government to regulate business.
? Describe the elements of a contract and explain the basic provisions of contract law relative to offer, acceptance, capacity, legality, fraud, third-party rights, performance, and breach of contract.
? Explain the components of the Uniform Commercial Code (UCC) relative to sales and lease contracts and the basic provisions of the UCC addressing sales / lease contracts, title, risk, insurable interests, and the performance and breach of contracts.
? Use technology and information resources to research issues in business law.
? Write clearly and concisely about business law using proper writing mechanics.
Grading for this assignment will be based on answer quality, logic/organization of the paper, and language and writing skills, using the following rubric.

Excerpt From Essay:

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