Due Diligence Essays and Research Papers

Instructions for Due Diligence College Essay Examples

Title: due diligence

  • Total Pages: 6
  • Words: 1728
  • References:0
  • Citation Style: APA
  • Document Type: Essay
Essay Instructions: The references used for the following information must come from peer reviewed journals.

SCENARIO:
Three former employees of ChipeX, Inc. have developed a prototype for a new microchip to power the next generation of personal computers. They have assurances from venture capitalists that they will receive whatever financing is needed to manufacture the chip, provided they take 51% of the ownership interest. The venture capitalists do not want to interfere in the business operations and have agreed to allow the developers to control the operations, provided certain financial objectives are achieved. They expect to begin manufacturing of the chip within two years. Based on outside evaluations, the chip should be a success. The expectation is that the new venture will go public, or be sold to investors, within five years.

The first part of the paper: (3 pages)
as an analyst of a venture capital firm being asked to assess the viability of investing in this Newco Project Company. To do so you will need to apply critical thinking methodologies in issue identification and risk assessment. Develop an applicable legal due diligence checklist. Explain the importance of each checklist item and how they may impact the making of an investment decision.

The second part of the paper:(3 pages)
Memo to Venture Capital Committee
Utilizing your conclusions from applying the Legal Due Diligence Checklist above, write to the venture capital committee with your recommendation for or against investment in the Newco Project Company and the rationale for that recommendation. Focus this recommendation on the legal aspects of the business.

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References:

Works Cited

Steps to risk assessment." (2003) Journal of Risk Management. Retrieved on August 18, 2004 http://www.hse.gov.uk/pubns/indg163.pdf

Due Diligence Checklist." (2003) All Business. Retrieved on August 18, 2004 http://www.allbusiness.com/forms/asp/129938p.asp

Howson, Peter. (April 2003) "Due Diligence." AMR International.

Rodgers, Gerry. (2004) "International business environment risk analysis." Global Risk Assessments. Retrieved on August 19, 2004 at http://www.grai.com/

Runeckles, Ian. (August 2003) "Managing Risk Assessment." LASA Journal. Retrieved on August 19, 2004 at http://www.lasa.org.uk/knowledgebase/pages/mngitriskassessment.shtml

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Title: Legal Due diligence

  • Total Pages: 4
  • Words: 1088
  • Works Cited:0
  • Citation Style: MLA
  • Document Type: Research Paper
Essay Instructions: Business Situation:
Five Friends have gotten together to form a commercial business called Newco Company. Two of the friends have sizable assets, but little construction experience. These two also have some experience in running companies. The other three friends have a small amount of capital to invest. Their major contribution to the group is that all three formerly worked for very successful homebuilders, and one individual headed the local division of national construction company for the past two years.

Even with their combined savings, the group realizes that they will need to obtain outside investor. The outside investor will not demand personal collateral, but will demand control.

Project (the paper need to answer these): Two parts to the paper

a. Legal Due diligence checklist:
Your role for this assignment is to act as an analyst of venture capital firm being asked to assess the viability of investing in this company. To do so you will need to apply critical thinking methodologies in issue identification and risk assessment.
Based on the research, develop and applicable legal due diligence checklist. In a 750 word paper explain the importance of each checklist item you selected and how they may impact the making of an investment decision.

b. Memo to Venture Capital Committee:
Utilizing your conclusions from applying the Legal Due Diligence Checklist above, write a 700 word memo to the venture capital committee with your recommendation for or against investment in the Newco Company and the rationale for the recommendation. Please make sue that you focus this recommendation on the legal aspects of the business and that you do so using critical thinking skills.

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Title: Money Laundering and Terrorist Funding

  • Total Pages: 30
  • Words: 8176
  • Bibliography:15
  • Citation Style: MLA
  • Document Type: Essay
Essay Instructions: Topic: As a regulated financial institution, HSBC Bank USA has an important role to play in furthering both domestic and international efforts against money laundering and terrorist funding. Transactions involving money laundering or terrorist financing expose a financial institution to significant reputational, operational, and legal risk. To mitigate these risks, HSBC Bank USA is committed to implementing practices and controls, and exercising due diligence, to deter the use of its services by money launderers and terrorist financiers.

Format of Thesis:
Table of Contents (one page)
Executive Summary (one page)
Mission and Value Statement (one page)
Problem Statement (one page)
Chapters 1 to 5 (five pages per chapter*; total of 25 pages)
Hypothesis (two pages)
Conclusion (two pages)
Total: 35 pages
Bibliography (free)

*In each chapter, please state the name of the chapter and begin with a chapter overview (1-2 paragraphs). Then insert up to five bullets showing the summary of that chapter.

Footnotes at the bottom of the page.

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Bibliography:

Works Cited

Bagla, Deepak, and Vinay Mendonca. "Anti-Money Laundering: Payments Filtering." HSBC's Guide to Cash and Treasury Management in the Asian Pacific. 2006. 13 January 2007 .

Bank Compliance: Controlling Risk and Improving Effectiveness. Economist Intelligence Unit, June 2006. 13 January 2007 .

Banking Department Enters Into Written Agreement with HSBC Bank USA. 30 Apr. 2003. 13 January 2007 .

Beaumier, Carol M. "Auditing anti-money-laundering compliance: insufficient transaction testing, inadequate testing of automated monitoring systems and deficient follow-up are typical shortcomings.(Regulatory Outlook)." Bank Accounting & Finance 19.1 (Dec 2005): 31(4). Expanded Academic ASAP. Thomson Gale. Denver Public Library. 12 Jan. 2007 .

Commodity Futures Trading Commission. Anti-Money Laundering and Terrorist Funding. 27 July 2006. 13 January 2007 .

Harker, Graeme. Building an Effective AML Program -- Part 1. New York: Fortent, 2006. 12 January 2007 .

Harker, Graeme. Building an Effective AML Program -- Part 2. New York: Fortent, 2006. 12 January 2007 < www.fortent.com/download_file.php?file=kc_ 5_1_building_an_effective_aml_program_-_part_2.pdf>.

HSBC Corporate Social Responsibility Report 2005. London: HSBC Holdings plc., 2005.

HSBC Bank USA Online. 2007. Corporate Information. 15 Jan. 2007 .

Malkin, Larence, and Yuval Elizur. "Terrorism's Money Trail." World Policy Journal 19.1 (Spring 2002): 60-70.

Money Laundering: A Banker's Guide to Avoiding Problems. Washington, D.C.: Office of the Comptroller of the Currency, 2002.

Raghavan, Kamala R. "Integrating anti-money laundering into the compliance structure: how the requirements for compliance with BSA/AML are changing the emphasis of corporate governance and finance functions. (Bank Secrecy Act/Patriot Act/Anti-Money Laundering Act of 2001)." Bank Accounting & Finance 19.6 (Oct-Nov 2006): 29(8). Expanded Academic ASAP. Thomson Gale. Denver Public Library. 12 Jan. 2007 .

Vitale, Anne T. "U.S. Banking: An Industry's View on Money Laundering." Economic Perspectives 6.2 (2001). 13 Jan. 2007 .

The Wolfsberg Group. The Suppression of the Financing of Terrorism Wolfsberg Statement. Jan. 2002. 13 Jan. 2007 .

The Wolfsberg Group. The Wolfsberg Anti-Money Laundering Principles for Correspondent Banking. Oct. 2002. 13 Jan. 2007 .

HSBC Corporate Social Responsibility Report 2005 (London: HSBC Holdings plc., 2005).

The Wolfsberg Group, The Suppression of the Financing of Terrorism Wolfsberg Statement, January 2002, 13 Jan. 2007 .

HSBC Bank USA Online, 2007, Corporate Information, 15 Jan. 2007 ; HSBC Corporate; The Wolfsberg Group, The Suppression.

Deepak Bagla and Vinay Mendoca, "Anti-Money Laundering: Payments Filtering," HSBC's Guide to Cash and Treasury Management in the Asian Pacific (2006) 187-188.

Graeme Harker, Building an Effective AML Program -- Part 1 New York: Fortent, 2006, 12 Jan. 2007 3.

Ibid, 4.

Bagla and Mendoca 187-188.

Carol M. Baumier, "Auditing anti-money-laundering compliance: insufficient transaction testing, inadequate testing of automated monitoring systems and deficient follow-up are typical shortcomings.(Regulatory Outlook)," Bank Accounting & Finance 19.1 (Dec 2005), Expanded Academic ASAP, Thomson Gale, Denver Public Library, 12 Jan. 2007 31-34.

Harker, Part 1-3.

Harker, Part 1-3.

Harker, Part 1-3.

Kamala R. Raghaven, "Integrating anti-money laundering into the compliance structure: how the requirements for compliance with BSA/AML are changing the emphasis of corporate governance and finance functions. (Bank Secrecy Act/Patriot Act/Anti-Money Laundering Act of 2001)," Bank Accounting & Finance 19.6 (Oct-Nov 2006), Expanded Academic ASAP, Thomson Gale, Denver Public Library, 12 Jan. 2007 29-36.

Harker, Part 1-3.

Bank Compliance: Controlling Risk and Improving Effectiveness, Economist Intelligence Unit, June 2006, 13 January 2007 2.

Beaumier 2.

Bank Compliance 2.

Larence Malkin and Yuval Elizur, "Terrorism's Money Trail," World Policy Journal 19.1 (Spring 2002): 61.

Harker, Part 1-3.

The Wolfsberg Group, The Wolfsberg Anti-Money Laundering Principles for Correspondent Banking, Oct. 2002, 13 Jan. 2007 1-4; The Wolfsberg Group, The Suppression 1.

Money Laundering: A Banker's Guide to Avoiding Problems (Washington, D.C.: Office of the Comptroller of the Currency, 2002) 4.

Commodity Futures Trading Commission (CFTC), Anti-Money Laundering and Terrorist Funding, 27 July 2006, 13 January 2007 .

Ibid.

Bagla and Mendonca 187-188.

Ibid; Malkin and Elizer 61-62.

Banking Department Enters Into Written Agreement with HSBC Bank USA, 30 Apr. 2003, 13 January 2007 .

CFTC; Internet.

Beaumier 31-34.

The Wolfsberg Group, The Wolfsberg Anti-Money 1-3.

Money Laundering 12-17.

Bagla and Mendonca 187-188.

Anne T. Vitale, "U.S. Banking: An Industry's View on Money Laundering," Economic Perspectives 6.2 (2001), 13 Jan. 2007 .

Money Laundering 24.

Beaumier 31-34.

Bagla and Mendonca 187-188.

Graeme Harker, Building an Effective AML Program -- Part 2 (New York: Fortent, 2006) 12 January 2007 < www.fortent.com/download_file.php?file=kc_ 5_1_building_an_effective_aml_program_-_part_2.pdf> 3.

Malkin and Elizur 61-64.

Money Laundering 3.

Harker, Part 1 4-5.

Money Laundering 3.

Money Laundering 3.

Bagla and Mondonca 189-190.

HSBC Corporate Social 7.

Harker, Part 2-3.

Bagla and Mendonca 187-190.

Bank Compliance 5.

Bagla and Mendonca 31-34.

Money Laundering 6-10.

Harker, Part 2-2.

Bank Compliance 8.

Money Laundering 10.

Bank Compliance 5.

HSBC Corporate Social 4.

Harker, Part 1-4.

Ibid.

Bank Compliance 2-8.

Beaumier 31-34.

Ibid.

Money Laundering 3.

The Wolfsberg Group, The Suppression 1-2.

Malkin and Elizur 66.

Bank Compliance 2-5.

Ibid., 2.

Harker, Part 1; Harker, Part 2.

HSBC Corporate Social 7.

Bank Compliance 5.

Bagla and Mendoca 189-190.

Raghaven 29-36.

Malkin and Elizur 61-64.

Ibid.

Harker, Part 1, 45.

Bagla and Mendonca 189.

HSBC Corporate Social 1-7.

Bank Compliance 8.

Ibid.

Ibid., 5.

HSBC Corporate Social 7.

Ibid., 2-8.

Vitale 19.

The Wolfsberg Group, The Suppression 2.

Bank Compliance 5.

HSBC Corporate Social 7.

Ibid., 1.

Malkin and Elizur 62-64.

The Worlfsberg Group, The Suppression 1.

HSBC Corporate Social 2.

Banking Department; Internet; The Wolfsberg Group, The Suppression 1-2.

Harker, Part 1.

Beaumier; The Wolfsberg Group, The Suppresion 1-2.

Bank Compliance; The Wolfsberg Group, The Suppresion 1-2.

HSBC Corporate Social 1, 7.

The Wolfsberg Group, The Suppresion 1-2.

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Title: Newco Project II

  • Total Pages: 4
  • Words: 1284
  • Sources:0
  • Citation Style: MLA
  • Document Type: Research Paper
Essay Instructions: I AM REQUESTING WRITER GIRL TO COMPLETE THIS!

a. Legal Due Diligence Checklist
Select a Newco Project Company - (UOP Commercial Construction Company)

Your role for this assignment is to act as an analyst of a venture capital firm being asked to assess the viability of investing in this Newco Project Company. To do so you will need to apply critical thinking methodologies in issue identification and risk assessment.
Go to the University Library and conduct research on the elements of legal due diligence for the potential investment in companies. Based upon that research, develop an applicable legal due diligence checklist. In a 700-1,050-word paper, explain the importance of each checklist item you selected and how they may impact the making of an investment decision.
b. Memo to Venture Capital Committee
Utilizing your conclusions from applying the Legal Due Diligence Checklist above, write a 700-word memo to the venture capital committee with your recommendation for or against investment in the Newco Project Company and the rationale for that recommendation. Please make sure that you focus this recommendation on the legal aspects of the business and that you do so using critical thinking skills.

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Excerpt From Essay:
Sources:

Works Cited

"Due Diligence." (2005) Investopedia. Retrieved from Internet Investment Law Dictionary on 25 Aug 2005

http://www.investopedia.com/terms/d/duediligence.asp 'Due Diligence." (2005). Black's Law Dictionary. Retrieved from GLR, the Global Law Review on 25 Aug 2005

http://www.globallawreview.com/legaldd.html

Newco Construction. (2005) Official Company Website. Retrieved on 25 Aug 2005

http://www.newcoconstruction.ca/

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